Search Result

81 - 100 of 392 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

CRED 8.3 Version 1 credit unions

As Published: 2004

CRED 8.3 Version 1 credit unions