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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

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DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

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TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

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MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

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COLL 6.1 Introduction and Application

As Published: 2004

COLL 6.1 Introduction and Application

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COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

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COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

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LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

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MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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COB 11.1 Application

As Published: 2001

COB 11.1 Application

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PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

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MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

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SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

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