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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2002

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars