Search Result

421 - 440 of 618 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

MCOB 6.5 Information to be provided in the offer document or separately

As Published: 2004

MCOB 6.5 Information to be provided in the offer document or separately

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme