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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

ICOB 4.3 Suitability

As Published: 2005

ICOB 4.3 Suitability

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate