Search Result

401 - 420 of 611 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PERG 1.4 General guidance to be found in PERG

As Published: 2005

PERG 1.4 General guidance to be found in PERG

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares