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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

…

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

…

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

…

MCOB 1.1 Application and purpose

As Published: 2004

MCOB 1.1 Application and purpose

…

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

…

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

…

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

…

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

…

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

…

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

…

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

…

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

…

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

…

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

…

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

…

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

…

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

…

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

…

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

…

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

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