Search Result

341 - 360 of 674 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

LR 12.1 Application

As Published: 2005

LR 12.1 Application

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices