Search Result

301 - 320 of 351 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities