Search Result

261 - 280 of 634 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2005

LR 17.5 Requirements for states, regional and local authorities and public international bodies

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2001

MAR 1.6 Market abuse (manipulating transactions)

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits