Search Result

241 - 260 of 541 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.1 Application and Purpose

As Published: 2002

DISP App 1.1 Application and Purpose

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

PERG 5.11 Other aspects of exclusions

As Published: 2005

PERG 5.11 Other aspects of exclusions

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion