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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PR App 3.1

As Published: 2005

PR App 3.1

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

ICOB 4.1 Application and purpose

As Published: 2005

ICOB 4.1 Application and purpose

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

COB 11.3 Packaged products

As Published: 2004

COB 11.3 Packaged products

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion