Search Result

201 - 220 of 570 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance