Search Result

501 - 520 of 602 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules