Search Result

421 - 440 of 508 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

REC 3.23 Default

As Published: 2001

REC 3.23 Default

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

MCOB 1.1 Application and purpose

As Published: 2004

MCOB 1.1 Application and purpose

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

PERG 5.11 Other aspects of exclusions

As Published: 2005

PERG 5.11 Other aspects of exclusions

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits