Search Result

361 - 380 of 396 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

MCOB 12.3 Early repayment charges

As Published: 2004

MCOB 12.3 Early repayment charges

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation