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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

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CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

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SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

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COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

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COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

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DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

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MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

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ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

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ICOB 7.2 Group policies and third party claimants

As Published: 2005

ICOB 7.2 Group policies and third party claimants

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ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

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