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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending