Search Result

161 - 180 of 636 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

MCOB 2.4 High pressure sales

As Published: 2004

MCOB 2.4 High pressure sales

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2004

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

LR 15.6 Authorised property unit trusts

As Published: 2005

LR 15.6 Authorised property unit trusts