Search Result

161 - 180 of 636 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

ICOB 4.1 Application and purpose

As Published: 2005

ICOB 4.1 Application and purpose

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others