Search Result

141 - 160 of 654 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts