Search Result

121 - 140 of 552 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

APER 4.1 Statement of Principle 1

As Published: 2001

APER 4.1 Statement of Principle 1

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services