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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes