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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information