Search Result

81 - 100 of 509 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PR App 1.1

As Published: 2005

PR App 1.1

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts with retail customers

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

MCOB 13.4 Arrears: provision of information to the customer

As Published: 2004

MCOB 13.4 Arrears: provision of information to the customer

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

MCOB 6.5 Information to be provided in the offer document or separately

As Published: 2004

MCOB 6.5 Information to be provided in the offer document or separately

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose