Search Result

61 - 80 of 674 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act