Search Result

61 - 80 of 533 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 4.11 Link between activities and the United Kingdom

As Published: 2005

PERG 4.11 Link between activities and the United Kingdom

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

LR 8.1 Application

As Published: 2005

LR 8.1 Application

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation