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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

COB 3.7 Records

As Published: 2003

COB 3.7 Records

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

COLL 6.1 Introduction and Application

As Published: 2004

COLL 6.1 Introduction and Application

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.