Search Result

541 - 560 of 640 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 1.1 Application and purpose

As Published: 2004

MCOB 1.1 Application and purpose

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

COB 11.1 Application

As Published: 2001

COB 11.1 Application

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2001

MAR 1.6 Market abuse (manipulating transactions)

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply