Search Result

481 - 500 of 513 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

MCOB 10.4 Total charge for credit

As Published: 2004

MCOB 10.4 Total charge for credit

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom