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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals