Search Result

441 - 460 of 672 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording