Search Result

401 - 420 of 588 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

LR 16.1 Application

As Published: 2005

LR 16.1 Application

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures