Search Result

401 - 420 of 591 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

PERG 5.11 Other aspects of exclusions

As Published: 2005

PERG 5.11 Other aspects of exclusions

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

APER 4.2 Statement of Principle 2

As Published: 2001

APER 4.2 Statement of Principle 2

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT