Search Result

381 - 400 of 501 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2005

PERG 4.17 Interaction with the Consumer Credit Act

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions