Search Result

381 - 400 of 537 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

COB 11.1 Application

As Published: 2001

COB 11.1 Application

LR App 2.1 Fees and financial penalty income

As Published: 2005

LR App 2.1 Fees and financial penalty income

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

COB 3.8 Form and content of financial promotions

As Published: 2001

COB 3.8 Form and content of financial promotions

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information