Search Result

381 - 400 of 512 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

DISP 4.2 The standard terms

As Published: 2002

DISP 4.2 The standard terms

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

REC 1.1 Application

As Published: 2001

REC 1.1 Application