Search Result

361 - 380 of 676 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose