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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

APER 4.2 Statement of Principle 2

As Published: 2001

APER 4.2 Statement of Principle 2

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information