Search Result

361 - 380 of 603 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units