Search Result

341 - 360 of 676 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

ICOB 4.1 Application and purpose

As Published: 2005

ICOB 4.1 Application and purpose

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation