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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

DISP App 1.1 Application and Purpose

As Published: 2002

DISP App 1.1 Application and Purpose

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies