Search Result

341 - 360 of 633 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

MCOB 2.3 Inducements

As Published: 2004

MCOB 2.3 Inducements

ICOB 4.1 Application and purpose

As Published: 2005

ICOB 4.1 Application and purpose

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing