Search Result

301 - 320 of 557 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

DISP App 1.1 Application and Purpose

As Published: 2002

DISP App 1.1 Application and Purpose

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability