Search Result

301 - 320 of 696 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

COB 3.4 Purpose

As Published: 2002

COB 3.4 Purpose

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2005

PERG 4.6 Advising on regulated mortgage contracts

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

MCOB 9.7 Disclosure at the start of the contract

As Published: 2004

MCOB 9.7 Disclosure at the start of the contract

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

COB 11.5 Trustee firms which are not depositaries

As Published: 2002

COB 11.5 Trustee firms which are not depositaries

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares