Search Result

281 - 300 of 447 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

LR App 2.1 Fees and financial penalty income

As Published: 2005

LR App 2.1 Fees and financial penalty income

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording