Search Result

281 - 300 of 630 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares