Search Result

261 - 280 of 615 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

COLL 6.1 Introduction and Application

As Published: 2004

COLL 6.1 Introduction and Application

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

MCOB 6.5 Information to be provided in the offer document or separately

As Published: 2004

MCOB 6.5 Information to be provided in the offer document or separately

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

ICOB 4.1 Application and purpose

As Published: 2005

ICOB 4.1 Application and purpose

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

LR 16.1 Application

As Published: 2005

LR 16.1 Application

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments