Search Result

261 - 280 of 652 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2001

MAR 1.6 Market abuse (manipulating transactions)

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 6.1 Application

As Published: 2005

LR 6.1 Application

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application