Search Result

221 - 240 of 630 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

LR 15.6 Authorised property unit trusts

As Published: 2005

LR 15.6 Authorised property unit trusts

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose